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Securities And Exchange Commission

Latest Headlines

Latest Headlines

GAO: SEC must address new and unresolved IT vulnerabilities

The U.S. Securities and Exchange Commission needs improvement in internal cybersecurity controls and accounting procedures, according to a recent GAO report. A significant portion of the 45-page

Companies meet deadline to file SEC data online

The Securities and Exchange Commission is leading the way for public companies to submit financial statements in an interactive data format. The new requirement went into effect June 15 on the

SEC facing technology hurdles

The Securities and Exchange Commission (SEC) is under pressure to police high-frequency trading, but lacks the digital tools for intensive data surveillance from multiple sources. The bottom line,

SEC's online filings are changing

The Securities and Exchange Commission's (SEC) deadline for the largest 500 public companies to begin filing their financial forms in a new programming language is fast approaching. A majority of

GAO: SEC information security has gaping holes

The Securities and Exchange Commission doesn't have a comprehensive information security program, and weaknesses in the system keep piling up, according to a new report by the Government

SEC to electronically monitor hedge funds

The Securities and Exchange Commission is planning to put some muscle behind its oversight responsibilities by tapping an electronic monitoring system to keep closer tabs on hedge funds. Information